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Form 13f was adopted pursuant to a 1975 statutory directive designed to provide the commission with data from larger managers about their investment activities and holdings so that their influence.
Section 13f. Form 13f ilers may rely on the current 13f list in determining whether they need to report any particular securities holding. See rule 13f 1 c 17 cfr 240 13f 1 c. Pursuant to section13 f 3 of the securities exchangeact of 1934 15 usc 78m f 3.
The oficial list of section 13 f securities published by the commission the 13f list lists the securities the holdings of which a manager is to report on form 13f. The form 13f report requires disclosure of the name of the institutional investment manager that files the report and with respect to each section 13 f security over which it exercises investment discretion the name and class the cusip number the number of shares as of the end of the calendar quarter for which the report is filed and the total market value. Official list of section 13 f securities this list of section 13 f securities as defined by rule 13f 1 c 17 cfr 240 13f 1 c is made available to the public pursuant to section 13 f 3 of the securities exchange act of 1934 15 usc 78m f 3.
What is an sec form 13f. 13f 1 c 17 cfr 240 13f 1 c is made available to the public. Official list of section 13 f securities user information sheet.
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